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Advisor at J.P. MORGAN SECURITIES LLC
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 12, 2026 | n/a | yes | New York, NY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 2, 2025 | Jan 9, 2026 | no | NEW YORK, NY | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 9, 2023 | Dec 8, 2023 | no | NEW YORK, NY | Previous registration |
| GOBE WEALTH MANAGEMENT, LLC | Former SEC adviser | Aug 27, 2021 | Jul 22, 2024 | no | New York, NY | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 16, 2015 | Jul 27, 2018 | no | NEW YORK, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Oct 4, 2011 | Aug 27, 2015 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | J.P. MORGAN SECURITIES LLC | Jan 9, 2026 | Feb 12, 2026 | 34 | Firm change | Ibd to wirehouse |
| GOBE WEALTH MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Jul 22, 2024 | Aug 9, 2023 | -348 | Firm change after gap | RIA to ibd |
| CETERA INVESTMENT ADVISERS LLC | GOBE WEALTH MANAGEMENT, LLC | Jul 27, 2018 | Aug 27, 2021 | 1,127 | Firm change after gap | Ibd to RIA |
| HSBC SECURITIES (USA) INC. | CETERA INVESTMENT ADVISERS LLC | Aug 27, 2015 | Sep 16, 2015 | 20 | Firm change | Other |