DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• D•••

J••• M••••• S••••••••• L••wirehouseNew York, Nydual registrantIAPD 5962814

Feed of 09/14/2026

Also filed as Snowy Ding

At current firm

0 y

since Feb 12, 2026

In the industry

14 y

since Oct 4, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Feb 12, 2026 · New York, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 2, 2025 to Jan 9, 2026 · New York, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Aug 9, 2023 to Dec 8, 2023 · New York, Ny
G••• W••••• M••••••••• L•• former
Aug 27, 2021 to Jul 22, 2024 · New York, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 16, 2015 to Jul 27, 2018 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
Oct 4, 2011 to Aug 27, 2015 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Jan 9, 2026, registered Feb 12, 2026 (34 days) · Affiliated broker-dealer or bank to wirehouse
G••• W••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••
left Jul 22, 2024, registered Aug 9, 2023 (-348 days) · RIA to affiliated broker-dealer or bank
C••••• I••••••••• A••••••• L•• to G••• W••••• M••••••••• L••
left Jul 27, 2018, registered Aug 27, 2021 (1127 days) · Affiliated broker-dealer or bank to independent RIA
H••• S••••••••• •••• I••• to C••••• I••••••••• A••••••• L••
left Aug 27, 2015, registered Sep 16, 2015 (20 days) · Other

Signals

R•••••• D••• left C••••• I••••••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-02-12)
Jan 9, 2026 · Advisor changed firm · fact
R•••••• D••• left G••• W••••• M••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-08-09)
Jul 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address