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Advisor at KINDRED FINANCIAL LLC
LAKEWOOD, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KINDRED FINANCIAL LLC | State registered | Dec 4, 2025 | n/a | yes | LAKEWOOD, CO | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | May 10, 2013 | Mar 31, 2023 | no | SAN DIEGO, CA|LAKEWOOD, CO | Previous registration |
| A & I WEALTH MANAGEMENT | Independent wealth | Jan 21, 2009 | May 14, 2013 | no | ENGLEWOOD, CO | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 17, 2006 | Sep 9, 2008 | no | GREENWOOD VILLAGE, CO | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jan 4, 2006 | Sep 9, 2008 | no | Beverly Hills, CA|BEVERLY HILLS, CA|Denver, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | KINDRED FINANCIAL LLC | Mar 31, 2023 | Dec 4, 2025 | 979 | Firm change after gap | Ibd to state RIA |
| A & I WEALTH MANAGEMENT | INDEPENDENT FINANCIAL GROUP, LLC | May 14, 2013 | May 10, 2013 | -4 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | A & I WEALTH MANAGEMENT | Sep 9, 2008 | Jan 21, 2009 | 134 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Sep 9, 2008 | May 17, 2006 | -846 | Channel change | Other |