DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tyler Jeff Peterson
Feed of 09/14/2026
Also filed as Ty Peterson
At current firm
0 y
since Dec 4, 2025
In the industry
21 y
since Dec 11, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kindred Financial LLC state registered currentsince Dec 4, 2025 · Lakewood, Co
- Independent Financial Group, LLC BD affiliatedMay 10, 2013 to Mar 31, 2023 · San Diego, Ca
- A & I Wealth Management independent RIAJan 21, 2009 to May 14, 2013 · Englewood, Co
- Td Ameritrade Investment Management, LLC formerMay 17, 2006 to Sep 9, 2008 · Greenwood Village, Co
- Td Ameritrade, Inc. formerJan 4, 2006 to Sep 9, 2008 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Group, LLC to Kindred Financial LLCleft Mar 31, 2023, registered Dec 4, 2025 (979 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A & I Wealth Management to Independent Financial Group, LLCleft May 14, 2013, registered May 10, 2013 (-4 days) · Other
- Td Ameritrade Investment Management, LLC to A & I Wealth Managementleft Sep 9, 2008, registered Jan 21, 2009 (134 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Sep 9, 2008, registered May 17, 2006 (-846 days) · channel change inside one enterprise, not a move
Signals
- Tyler Jeff Peterson left Independent Financial Group, Llc for Kindred Financial Llc (registered 2025-12-04)Mar 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address