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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

THOMAS WESLEY CAYWOOD

Advisor at PAVE INVESTMENT ADVISORS, LLC.

NEW YORK, NY | Allen, TX

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Search this name across graphsid dfx:ria:8f3ffa76-c721-c8a3-93a8-e53ffaedff0c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PAVE INVESTMENT ADVISORS, LLC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Nov 13, 1999
First registration: Oct 20, 2000
Dual registered: yes, broker-dealer
Other names: THOMAS WESLEY CAYWOOD|Thomas Wesley Caywood
IAPD individual key: 4033066

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PAVE INVESTMENT ADVISORS, LLC.	Asset manager	Mar 25, 2024	n/a	yes	Allen, TX\|NEW YORK, NY	Current employment
WESTWOOD WEALTH MANAGEMENT	Mixed wealth	Mar 31, 2021	Apr 1, 2024	no	DALLAS, TX	Previous registration
LEUCADIA ASSET MANAGEMENT LLC	Asset manager	May 15, 2007	Mar 31, 2011	no	DALLAS, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 18, 2003	May 15, 2007	no	DALLAS, TX\|DALLAS, TX	Previous registration
BANC OF AMERICA SECURITIES LLC	n/a	Oct 20, 2000	Aug 20, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTWOOD WEALTH MANAGEMENT	PAVE INVESTMENT ADVISORS, LLC.	Apr 1, 2024	Mar 25, 2024	-7	Firm change	RIA to RIA
LEUCADIA ASSET MANAGEMENT LLC	WESTWOOD WEALTH MANAGEMENT	Mar 31, 2011	Mar 31, 2021	3,653	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	LEUCADIA ASSET MANAGEMENT LLC	May 15, 2007	May 15, 2007	0	Firm change	Other
BANC OF AMERICA SECURITIES LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 20, 2003	Aug 18, 2003	-2	Bulk transfer	Other

Relationships

Registered with (5)

→ PAVE INVESTMENT ADVISORS, LLC.Registered adviserregistration: current employment
Mar 25, 2024 to presentfactForm ADV
→ WESTWOOD WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 31, 2021 to Apr 1, 2024factForm ADV
→ LEUCADIA ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 15, 2007 to Mar 31, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 18, 2003 to May 15, 2007factForm ADV
→ BANC OF AMERICA SECURITIES LLCRegistered adviserregistration: previous registration
Oct 20, 2000 to Aug 20, 2003factForm ADV

Dated events

Occurred
Apr 1, 2024
Advisor changed firm
Thomas Wesley Caywood left Westwood Wealth Management for Pave Investment Advisors, Llc. (registered 2024-03-25)
Form ADVobserved 4 days ago