DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 322420
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| THOMAS WESLEY CAYWOOD | n/a | NEW YORK, NY | Allen, TX | 2 | 26 | 4 | yes |
| CHRISTOPHER LEE AINSWORTH | n/a | Newport Coast, CA | NEW YORK, NY | 0 | 30 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AINSWORTH, CHRISTOPHER, LEE | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | Na | yes | 11/2022 | Nov 29, 2022 | Aug 31, 2024 |
| EPI HOLDING, LLC | Owner | E | yes | 11/2022 | Jun 23, 2022 | Aug 31, 2024 |
| EVANS, STEPHEN, EDWIN | CHIEF INVESTMENT OFFICER | Na | yes | 11/2022 | Jun 23, 2022 | Aug 31, 2024 |
| PAVE FINANCE, INC. | Owner | E | yes | 12/2022 | Jan 9, 2023 | Aug 31, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SYSTEMATIC ALPHA INVESTMENTS, LLC | n/a | Independent wealth | $3.5B | N | yes | n/a |
| PAVE SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $670M | $52.6M | 7 | 2 | 0 | n/a | n/a |
| 2024 | Mar 25, 2025 | $670M | $25.8M | 7 | 2 | 0 | n/a | n/a |
| 2023 | Mar 12, 2024 | $115M | $85.7M | 7 | 2 | 0 | n/a | n/a |
| 2022 | Mar 21, 2023 | $103M | $0 | 7 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $670M | $670M | 0.0% | $103M | 86.9% | 7 | 7 | 0 | 0 |