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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

ROBERT F WARCHOL

Advisor at ALLSPRING FUNDS MANAGEMENT, LLC

Longmeadow, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSPRING FUNDS MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 3, 1996
First registration: May 30, 2002
Dual registered: yes, broker-dealer
Other names: ROBERT FRANCIS WARCHOL|ROBERT F WARCHOL
IAPD individual key: 2670403

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Jul 7, 2021	n/a	yes	Longmeadow, MA	Current employment
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Sep 1, 2011	Nov 30, 2020	no	CHICAGO, IL	Previous registration
RITTENHOUSE ASSET MANAGEMENT, INC.	n/a	May 30, 2002	Dec 31, 2003	no	CHICAGO, IL	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	May 30, 2002	Sep 1, 2011	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NUVEEN ASSET MANAGEMENT, LLC	ALLSPRING FUNDS MANAGEMENT, LLC	Nov 30, 2020	Jul 7, 2021	219	Firm change	Other
NUVEEN FUND ADVISORS, LLC	NUVEEN ASSET MANAGEMENT, LLC	Sep 1, 2011	Sep 1, 2011	0	Bulk transfer	Other
RITTENHOUSE ASSET MANAGEMENT, INC.	NUVEEN FUND ADVISORS, LLC	Dec 31, 2003	May 30, 2002	-580	Firm change after gap	Other

Relationships

Registered with (4)

→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 7, 2021 to presentfactForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 1, 2011 to Nov 30, 2020factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
May 30, 2002 to Sep 1, 2011factForm ADV
→ RITTENHOUSE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 30, 2002 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.