DFX Intelligence

M•••••• H••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M•••••• H••••• N•••••

Advisor at K•••••••• W••••• A•••••••• L••

New York, NY | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:8f53e594-1328-7f63-6b20-a89a313649c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 5, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Apr 7, 2021	n/a	yes	SAN DIEGO, CA\|New York, NY	Current employment
B•••••••• A••••••• S•••••••• L••	No RAUM reported	Oct 24, 2019	Jul 13, 2022	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A••••••• S•••••••• L••	K•••••••• W••••• A•••••••• L••	Jul 13, 2022	Apr 7, 2021	-462	Firm change after gap	RIA to RIA
C••• I••••••••• A•••••••• I•••	B•••••••• A••••••• S•••••••• L••	Oct 3, 2019	Oct 24, 2019

Relationships

Registered with (4)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 7, 2021 to presentfactForm ADV
→ B•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 24, 2019 to Jul 13, 2022factForm ADV
→ C••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 3, 2019 to Oct 3, 2019factForm ADV
→ N••• C•••••••••

Dated events

Occurred
Jul 13, 2022
Advisor changed firm
M•••••• H••••• N••••• left B•••••••• A••••••• S•••••••• L•• for K•••••••• W••••• A•••••••• L•• (registered 2021-04-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f53e594-1328-7f63-6b20-a89a313649c4
First observed: Mar 31, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.