DFX Intelligence

R••••• M••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

R••••• M••••• H•••

Advisor at N•••••••• W••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:8f72b9bf-7433-2eb9-ec16-68fc6989cc5e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• W••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 3, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• W••••• A•••••••	State registered	Mar 16, 2026	n/a	yes	LAS Las Vegas, NV, NV	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 30, 2020	n/a	yes	LAKE OSWEGO, OR\|WASHOUGAL, WA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Mar 30, 2020	Mar 30, 2020	0	Firm change	Ibd to ibd
L•• F•••••••• L••	S••••••••• A•••••• A•••••••• I•••	Feb 7, 2019	Jan 30, 2019

Relationships

Registered with (7)

→ N•••••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 16, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 27, 2012 to Feb 7, 2019factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2019 to Mar 30, 2020factForm ADV
→ K•• I••••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f72b9bf-7433-2eb9-ec16-68fc6989cc5e
First observed: Jul 14, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.