DFX Intelligence
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Registered advisor
R••••• M••••• H•••
Feed of 09/15/2026
Also filed as R•• H••••••••• H•••
At current firm
6 y
since Mar 30, 2020
In the industry
35 y
since May 3, 1991 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••••• W••••• A••••••• state registered currentsince Mar 16, 2026 · Las Las Vegas, Nv, Nv
- L•• F•••••••• L•• BD affiliated currentsince Mar 30, 2020 · Lake Oswego, Or
- S••••••••• A•••••• A•••••••• I••• formerJan 30, 2019 to Mar 30, 2020 · Vancouver, Wa
- L•• F•••••••• L•• BD affiliatedJul 27, 2012 to Feb 7, 2019 · Vancouver, Wa
- K•• I••••••••• S••••••• L•• BD affiliatedJan 6, 2010 to Jul 30, 2012 · Portland, Or
- W•••• F•••• I••••••••• L•• unclassifiedDec 3, 2007 to Jan 4, 2010 · Lake Oswego, Or
- W••• I••••••••• I••• unclassifiedJun 6, 2006 to Nov 23, 2007 · Portland, Or
- B••••••• I••••••••• S•••••••• I••• ••••• formerJul 14, 2003 to Dec 31, 2003 · Concord, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Mar 30, 2020, registered Mar 30, 2020 (0 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Feb 7, 2019, registered Jan 30, 2019 (-8 days) · RIA to affiliated broker-dealer or bank
- K•• I••••••••• S••••••• L•• to L•• F•••••••• L••left Jul 30, 2012, registered Jul 27, 2012 (-3 days) · Other
- W•••• F•••• I••••••••• L•• to K•• I••••••••• S••••••• L••left Jan 4, 2010, registered Jan 6, 2010 (2 days) · Other
- W••• I••••••••• I••• to W•••• F•••• I••••••••• L••left Nov 23, 2007, registered Dec 3, 2007 (10 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to W••• I••••••••• I•••left Dec 31, 2003, registered Jun 6, 2006 (888 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address