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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

HEIDI CHRISTINE KANEY

Advisor at T. ROWE PRICE ASSOCIATES, INC.

San Francisco, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T. ROWE PRICE ASSOCIATES, INC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 21, 1997
First registration: Apr 8, 2008
Dual registered: yes, broker-dealer
Other names: HEIDI C KANEY
IAPD individual key: 2682560

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T. ROWE PRICE ASSOCIATES, INC.	Asset manager	Feb 5, 2019	n/a	yes	San Francisco, CA	Current employment
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 30, 2017	Feb 5, 2019	no	San Francisco, CA\|SAN FRANCISCO, CA	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Sep 1, 2011	Oct 31, 2013	no	CHICAGO, IL	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Apr 8, 2008	Sep 1, 2011	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T. ROWE PRICE ADVISORY SERVICES, INC.	T. ROWE PRICE ASSOCIATES, INC.	Feb 5, 2019	Feb 5, 2019	0	Firm change	Other
NUVEEN ASSET MANAGEMENT, LLC	T. ROWE PRICE ADVISORY SERVICES, INC.	Oct 31, 2013	Aug 30, 2017	1,399	Firm change after gap	Other
NUVEEN FUND ADVISORS, LLC	NUVEEN ASSET MANAGEMENT, LLC	Sep 1, 2011	Sep 1, 2011	0	Bulk transfer	Other

Relationships

Registered with (4)

→ T. ROWE PRICE ASSOCIATES, INC.Registered adviserregistration: current employment
Feb 5, 2019 to presentfactForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 30, 2017 to Feb 5, 2019factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 1, 2011 to Oct 31, 2013factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 8, 2008 to Sep 1, 2011factForm ADV

Dated events

No dated event names this entity yet.