DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Heidi Christine Kaney
Feed of 09/14/2026
Also filed as Heidi C Kaney
At current firm
7 y
since Feb 5, 2019
In the industry
29 y
since Apr 21, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T. Rowe Price Associates, Inc. asset manager currentsince Feb 5, 2019 · San Francisco, Ca
- T. Rowe Price Advisory Services, Inc. BD affiliatedAug 30, 2017 to Feb 5, 2019 · San Francisco, Ca
- Nuveen Asset Management, LLC mixed wealthSep 1, 2011 to Oct 31, 2013 · Chicago, Il
- Nuveen Fund Advisors, LLC asset managerApr 8, 2008 to Sep 1, 2011 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- T. Rowe Price Advisory Services, Inc. to T. Rowe Price Associates, Inc.left Feb 5, 2019, registered Feb 5, 2019 (0 days) · Other
- Nuveen Asset Management, LLC to T. Rowe Price Advisory Services, Inc.left Oct 31, 2013, registered Aug 30, 2017 (1399 days) · Other
- Nuveen Fund Advisors, LLC to Nuveen Asset Management, LLCleft Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address