DFX Intelligence

T••••• R••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant10 years in industry

T••••• R••••• W••••••

Advisor at D••••• M•••• A•••••••• L••

NEW YORK, NY | Glendale, AZ

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Search this name across graphsid dfx:ria:8f784e58-f8f9-d0e3-0a93-2a8b14b55fd2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 11, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• M•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• M•••• A•••••••• L••	Independent wealth	Feb 19, 2026	n/a	yes	NEW YORK, NY\|Glendale, AZ	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Jul 21, 2025	Jan 15, 2026	no	Peoria, AZ\|Scottsdale, AZ\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	D••••• M•••• A•••••••• L••	Jan 15, 2026	Feb 19, 2026	35	Firm change	Other
V••••••• A•••••••• I•••	A• W••••• M••••••••• L••	Jul 24, 2025	Jul 21, 2025

Relationships

Registered with (3)

→ D••••• M•••• A•••••••• L••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 21, 2025 to Jan 15, 2026factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 11, 2018 to Jul 24, 2025factForm ADV

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f784e58-f8f9-d0e3-0a93-2a8b14b55fd2
First observed: Oct 11, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.