RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Thomas Robert Wareing
- Designations
- CFP, ChFCreporteddomainmoney.comas printed on the bio page, Sep 16, 2026
- Professional profile
- domainmoney.com/advisors/tom-wareingreporteddomainmoney.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Domain Money Advisors, LLC independent RIA currentsince Feb 19, 2026 · New York, Ny
- Ae Wealth Management, LLC BD affiliatedJul 21, 2025 to Jan 15, 2026 · Peoria, Az
- Vanguard Advisers, Inc. BD affiliatedOct 11, 2018 to Jul 24, 2025 · Scottsdale, Az
- Ae Wealth Management, LLC to Domain Money Advisors, LLCleft Jan 15, 2026, registered Feb 19, 2026 (35 days) · Other
- Vanguard Advisers, Inc. to Ae Wealth Management, LLCleft Jul 24, 2025, registered Jul 21, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- Thomas Robert Wareing left Ae Wealth Management, Llc for Domain Money Advisors, Llc (registered 2026-02-19)Jan 15, 2026 · Advisor changed firm · fact
- Thomas Robert Wareing left Vanguard Advisers, Inc. for Ae Wealth Management, Llc (registered 2025-07-21)Jul 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address