S••••• B• U•••

Advisor at O••••••• B•• W••••• P•••••••

PARSIPPANY, NJ | Greenwood Village, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fb0478a-0803-9aff-bfaa-3c8f9a3b2f21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• B•• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• B•• W••••• P•••••••	Independent wealth	Jun 27, 2022	n/a	yes	PARSIPPANY, NJ\|Greenwood Village, CO	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Nov 20, 2018	Jul 20, 2022	no	Greenwood Village, CO\|MORRISTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	O••••••• B•• W••••• P•••••••	Jul 20, 2022	Jun 27, 2022	-23	Bulk transfer	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	P•••••• A•••••• G••••• L••	Jun 13, 2017	Nov 20, 2018

Relationships

Registered with (3)

→ O••••••• B•• W••••• P•••••••Registered adviserregistration: current employment
Jun 27, 2022 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Nov 20, 2018 to Jul 20, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Oct 3, 2007 to Jun 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fb0478a-0803-9aff-bfaa-3c8f9a3b2f21
First observed: Oct 3, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.