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C•••••• A•••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

C•••••• A•••••••• M••••••

Advisor at T•• R••••••••• S••••••• L••

REDMOND, WA

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Search this name across graphsid dfx:ria:8fb35104-b9c5-01a0-accc-24c3959da6f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• R••••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• R••••••••• S••••••• L••	Independent wealth	Aug 8, 2013	n/a	yes	REDMOND, WA	Current employment
T•• R••••••••• S••••••• L••	Independent wealth	Dec 15, 2008	Jul 23, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••• F•••••••• C••••••••• I••	T•• R••••••••• S••••••• L••	Dec 31, 2008	Dec 15, 2008	-16	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	P•••••• W••• F•••••••• C••••••••• I••	Nov 8, 2007

Relationships

Registered with (3)

→ T•• R••••••••• S••••••• L••Registered adviserregistration: previous registration
Dec 15, 2008 to Jul 23, 2012factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••Registered adviserregistration: previous registration
Jun 16, 2008 to Dec 31, 2008factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 8, 2007 to Nov 8, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fb35104-b9c5-01a0-accc-24c3959da6f7
First observed: Nov 8, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.