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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Natasha Harkins-Dube

Advisor at J.P. MORGAN SECURITIES LLC

Woburn, MA | Wilmington, MA

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Search this name across graphsid dfx:ria:8fd5c9f5-3d95-4a7e-7cd9-050c9e7c9cf7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 15, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 2, 2018
First registration: Aug 15, 2019
Dual registered: yes, broker-dealer
Other names: Natasha Dube-Hawkins|Natasha Elizabeth Harkins-Dube|Natasha Harkins-Dube|NATASHA HARKINSDUBE|Natasha E Harkins-Dube|NATASHA HARKINS DUBE
IAPD individual key: 6935993

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 22, 2025	n/a	yes	Woburn, MA\|Wilmington, MA	Current employment
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Dec 24, 2024	Sep 19, 2025	no	Salem, MA\|ANDOVER, MA\|Portsmouth, NH	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 6, 2022	Dec 3, 2024	no	Burlington, MA\|Lynnfield, MA\|Boston, MA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Aug 15, 2019	Apr 4, 2022	no	BURLINGTON, MA\|MEDFORD, MA\|MEDFORD, MA\|Woburn, MA\|MEDFORD, MA\|SOMERVILLE, MA\|SOMERVILLE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD PRIVATE CLIENT WEALTH LLC	J.P. MORGAN SECURITIES LLC	Sep 19, 2025	Sep 22, 2025	3	Firm change	Ibd to wirehouse
CHARLES SCHWAB & CO., INC.	TD PRIVATE CLIENT WEALTH LLC	Dec 3, 2024	Dec 24, 2024	21	Firm change	Ibd to ibd
CITIZENS SECURITIES, INC.	CHARLES SCHWAB & CO., INC.	Apr 4, 2022	Apr 6, 2022	2	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 22, 2025 to presentfactForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Dec 24, 2024 to Sep 19, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 6, 2022 to Dec 3, 2024factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Aug 15, 2019 to Apr 4, 2022factForm ADV

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
Natasha Harkins-Dube left Td Private Client Wealth Llc for J.P. Morgan Securities Llc (registered 2025-09-22)
Form ADVobserved 6 days ago
Occurred
Dec 3, 2024
Advisor changed firm
Natasha Harkins-Dube left Charles Schwab & Co., Inc. for Td Private Client Wealth Llc (registered 2024-12-24)
Form ADVobserved 6 days ago
Occurred
Apr 4, 2022
Advisor changed firm
Natasha Harkins-Dube left Citizens Securities, Inc. for Charles Schwab & Co., Inc. (registered 2022-04-06)
Form ADVobserved 6 days ago