DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Natasha Harkins-Dube

J.P. Morgan Securities LLCwirehouseWoburn, Ma dual registrantIAPD 6935993

Feed of 09/15/2026

Also filed as Natasha Dube-Hawkins

At current firm

0 y

since Sep 22, 2025

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Sep 22, 2025 · Woburn, Ma
Td Private Client Wealth LLC BD affiliated
Dec 24, 2024 to Sep 19, 2025 · Salem, Ma
Charles Schwab & Co., Inc. national BD
Apr 6, 2022 to Dec 3, 2024 · Burlington, Ma
Citizens Securities, Inc. BD affiliated
Aug 15, 2019 to Apr 4, 2022 · Burlington, Ma

Moves

a registration end followed by a registration begin elsewhere

Td Private Client Wealth LLC to J.P. Morgan Securities LLC
left Sep 19, 2025, registered Sep 22, 2025 (3 days) · Affiliated broker-dealer or bank to wirehouse
Charles Schwab & Co., Inc. to Td Private Client Wealth LLC
left Dec 3, 2024, registered Dec 24, 2024 (21 days) · Affiliated broker-dealer or bank to another
Citizens Securities, Inc. to Charles Schwab & Co., Inc.
left Apr 4, 2022, registered Apr 6, 2022 (2 days) · Affiliated broker-dealer or bank to another

Signals

Natasha Harkins-Dube left Td Private Client Wealth Llc for J.P. Morgan Securities Llc (registered 2025-09-22)
Sep 19, 2025 · Advisor changed firm · fact
Natasha Harkins-Dube left Charles Schwab & Co., Inc. for Td Private Client Wealth Llc (registered 2024-12-24)
Dec 3, 2024 · Advisor changed firm · fact
Natasha Harkins-Dube left Citizens Securities, Inc. for Charles Schwab & Co., Inc. (registered 2022-04-06)
Apr 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address