DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

RONALD L PAULDING

Advisor at ALIGHT FINANCIAL ADVISORS, LLC

Charlotte, NC | CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fe36920-568d-4edc-2e1a-e38c82d61a23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALIGHT FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Apr 25, 2008
First registration: Apr 28, 2008
Dual registered: yes, broker-dealer
Other names: RONALD LEVI PAULDING, JR.|RONALD LEVI PAULDING|RONALD LEVI PAULDING|RONALD LEVI PAULDING|RONALD L PAULDING JR
IAPD individual key: 4832419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALIGHT FINANCIAL ADVISORS, LLC	Independent wealth	Aug 28, 2014	n/a	yes	CHARLOTTE, NC\|Charlotte, NC	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jun 5, 2013	Jul 11, 2014	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 9, 2012	Jan 25, 2013	no	CHARLOTTE, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 28, 2008	May 16, 2008	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	ALIGHT FINANCIAL ADVISORS, LLC	Jul 11, 2014	Aug 28, 2014	48	Firm change	Other
ADVICE AND PLANNING SERVICES	PNC WEALTH MANAGEMENT	Jan 25, 2013	Jun 5, 2013	131	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	ADVICE AND PLANNING SERVICES	May 16, 2008	Jun 9, 2012	1,485	Firm change after gap	Other

Relationships

Registered with (4)

→ ALIGHT FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Aug 28, 2014 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 5, 2013 to Jul 11, 2014factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 9, 2012 to Jan 25, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 28, 2008 to May 16, 2008factForm ADV

Dated events

No dated event names this entity yet.