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Advisor at WELLS FARGO ADVISORS
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 18, 2017 | n/a | yes | AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | May 13, 2014 | Sep 27, 2017 | no | CEDAR PARK, TX|ROUND ROCK, TX|ROUND ROCK, TX|ROUND ROCK, TX|LEANDER, TX|AUSTIN, TX|GEORGETOWN, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 8, 2010 | Apr 17, 2014 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Sep 27, 2017 | Sep 18, 2017 | -9 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Apr 17, 2014 | May 13, 2014 | 26 | Firm change | Wirehouse to wirehouse |