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Feed of 09/14/2026
Also filed as J••• Winfield P••••
At current firm
9 y
since Sep 18, 2017
In the industry
32 y
since Sep 16, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 18, 2017 · Austin, Tx
- J••• M••••• S••••••••• L•• wirehouseMay 13, 2014 to Sep 27, 2017 · Cedar Park, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 8, 2010 to Apr 17, 2014 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Sep 27, 2017, registered Sep 18, 2017 (-9 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Apr 17, 2014, registered May 13, 2014 (26 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address