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Advisor at WELLS FARGO ADVISORS
RED BANK, NJ | BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 6, 2026 | n/a | yes | RED BANK, NJ|BETHESDA, MD | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 26, 2025 | Mar 6, 2026 | no | RED BANK, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 11, 2023 | Jun 2, 2025 | no | Red Bank, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Mar 20, 2023 | no | FREEHOLD, NJ|RED BANK, NJ|ABERDEEN, NJ|RED BANK, NJ|RED BANK, NJ | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Dec 21, 2006 | Oct 23, 2009 | no | ABERDEEN, NJ|RED BANK, NJ|ABERDEEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 6, 2026 | Mar 6, 2026 | 0 | Channel change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jun 2, 2025 | Jun 26, 2025 | 24 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Mar 20, 2023 | Apr 11, 2023 | 22 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:NJ:2026-03-06 | Mar 6, 2026 | Mar 6, 2026 | RED BANK, NJ | Firm change |
| 7691:149777:NJ:2023-03-06 | Mar 20, 2023 | Apr 11, 2023 | RED BANK, NJ | Firm change |