DFX Intelligence

R••• P••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

R••• P••• F••••••

Advisor at C••••• I••••••••• A••••••• L••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:9026a769-c662-ccfe-95b3-2368d0c08f50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 19, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	n/a	yes	PHOENIX, AZ	Current employment
P• F•••••••• S••••••••• L••	n/a	Mar 17, 2020	Dec 31, 2022	no	PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	P• F•••••••• S••••••••• L••	Sep 5, 2025	Mar 17, 2020	-1,998	Firm change after gap	Other
P• F•••••••• S••••••••• L••	C••••• I••••••••• A••••••• L••	Dec 31, 2022	Sep 5, 2025

Relationships

Registered with (6)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 25, 2019 to Sep 5, 2025factForm ADV
→ P• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 17, 2020 to Dec 31, 2022factForm ADV
→ 1•• G••••• A••••••• I••Registered adviser

Dated events

Occurred
Sep 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9026a769-c662-ccfe-95b3-2368d0c08f50
First observed: Nov 19, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.