RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• P••• F••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Phoenix, Az
- P• F•••••••• S••••••••• L•• unclassifiedMar 17, 2020 to Dec 31, 2022 · Phoenix, Az
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Phoenix, Az
- 1•• G••••• A••••••• I•• formerNov 4, 2016 to Oct 25, 2019 · Phoenix, Az
- U••• F•••••••• P••••••• S••••••• formerMar 25, 2015 to Jun 7, 2016 · Phoenix, Az
- E•••••••• A•••••••• L•• national BDNov 19, 2012 to Jan 29, 2015 · Glendale, Az
- A•••••• A••••••• S••••••• to P• F•••••••• S••••••••• L••left Sep 5, 2025, registered Mar 17, 2020 (-1998 days) · Other
- P• F•••••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 31, 2022, registered Sep 5, 2025 (979 days) · Other
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- U••• F•••••••• P••••••• S••••••• to 1•• G••••• A••••••• I••left Jun 7, 2016, registered Nov 4, 2016 (150 days) · Other
- E•••••••• A•••••••• L•• to U••• F•••••••• P••••••• S•••••••left Jan 29, 2015, registered Mar 25, 2015 (55 days) · Other
- R••• P••• F•••••• left A•••••• A••••••• S••••••• for P• F•••••••• S••••••••• L•• (registered 2020-03-17)Sep 5, 2025 · Advisor changed firm · fact
- R••• P••• F•••••• left P• F•••••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-09-05)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address