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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

DAVID MICHAEL BENEVENTO

Advisor at VANGUARD ADVISERS, INC.

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:90294ed4-6828-00a1-c3f0-4a7b46cbc66e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Jul 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 12
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 15, 2013
First registration: Jul 16, 2013
Dual registered: yes, broker-dealer
Other names: DAVID BENEVENTO|DAVID BENEVENTO|DAVID M BENEVENTO|DAVID M. BENEVENTO
IAPD individual key: 5994535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jun 27, 2025	n/a	yes	CHARLOTTE, NC	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jun 12, 2025	no	CHARLOTTE, NC\|PALM BEACH GARDENS, FL\|CHARLOTTE, NC\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 8, 2024	Mar 31, 2025	no	PALM BEACH GARDENS, FL\|CHARLOTTE, NC	Previous registration
EDWARD JONES	National bd RIA	Jan 13, 2023	Apr 8, 2024	no	Cedar Rapids, IA\|ST LOUIS, MO\|CEDAR RAPIDS, IA\|Cedar Rapids, IA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 11, 2021	Oct 16, 2022	no	JACKSONVILLE, FL	Previous registration
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Jun 4, 2020	Apr 13, 2021	no	SAN ANTONIO, TX	Previous registration
HBKS WEALTH ADVISORS	Independent wealth	Jan 2, 2020	Apr 6, 2020	no	ERIE, PA\|SARASOTA, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 24, 2019	Dec 19, 2019	no	VENICE, FL	Previous registration
EDWARD JONES	National bd RIA	Sep 10, 2018	Aug 15, 2019	no	VENICE, FL\|CEDAR RAPIDS, IA	Previous registration
SARA-BAY FINANCIAL CORP.	Independent wealth	Feb 9, 2018	Jun 15, 2018	no	Sarasota, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 8, 2017	Jan 3, 2018	no	Phoenix, AZ	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Aug 29, 2016	Mar 29, 2017	no	CEDAR RAPIDS, IA	Previous registration
EDWARD JONES	National bd RIA	Jul 16, 2013	Aug 16, 2016	no	CEDAR RAPIDS, IA\|Maryland Heights, MO\|MARION, IA\|Marion, IA\|ST LOUIS, MO\|CEDAR RAPIDS, IA\|CEDAR RAPIDS, IA\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	VANGUARD ADVISERS, INC.	Jun 12, 2025	Jun 27, 2025	15	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
EDWARD JONES	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 8, 2024	May 8, 2024	30	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	EDWARD JONES	Oct 16, 2022	Jan 13, 2023	89	Firm change	Ibd to ibd
CAPITAL CLIENT GROUP, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 13, 2021	May 11, 2021	28	Firm change	Other
HBKS WEALTH ADVISORS	CAPITAL CLIENT GROUP, INC.	Apr 6, 2020	Jun 4, 2020	59	Firm change	Other
WELLS FARGO ADVISORS	HBKS WEALTH ADVISORS	Dec 19, 2019	Jan 2, 2020	14	Firm change	Wirehouse to RIA
EDWARD JONES	WELLS FARGO ADVISORS	Aug 15, 2019	Sep 24, 2019	40	Firm change	Ibd to wirehouse
SARA-BAY FINANCIAL CORP.	EDWARD JONES	Jun 15, 2018	Sep 10, 2018	87	Firm change	RIA to ibd
CHARLES SCHWAB & CO., INC.	SARA-BAY FINANCIAL CORP.	Jan 3, 2018	Feb 9, 2018	37	Firm change	Other
ROBERT W. BAIRD & CO. INCORPORATED	CHARLES SCHWAB & CO., INC.	Mar 29, 2017	May 8, 2017	40	Firm change	Other
EDWARD JONES	ROBERT W. BAIRD & CO. INCORPORATED	Aug 16, 2016	Aug 29, 2016	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104555:106715:MA:2025-06-12	Jun 12, 2025	Jun 27, 2025	BOSTON, MA	Firm change

Relationships

Registered with (10)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Jun 27, 2025 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jun 12, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
May 8, 2024 to Mar 31, 2025factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 13, 2023 to Apr 8, 2024factForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: previous registration
Jun 4, 2020 to Apr 13, 2021factForm ADV
→ HBKS WEALTH ADVISORSRegistered adviserregistration: previous registration
Jan 2, 2020 to Apr 6, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 24, 2019 to Dec 19, 2019factForm ADV
→ SARA-BAY FINANCIAL CORP.Registered adviserregistration: previous registration
Feb 9, 2018 to Jun 15, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 8, 2017 to Jan 3, 2018factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Aug 29, 2016 to Mar 29, 2017factForm ADV

Dated events

Occurred
Jun 12, 2025
Advisor changed firm
David Michael Benevento left Strategic Advisers Llc for Vanguard Advisers, Inc. (registered 2025-06-27)
Form ADVobserved 4 days ago
Occurred
Apr 8, 2024
Advisor changed firm
David Michael Benevento left Edward Jones for Fidelity Personal And Workplace Advisors (registered 2024-05-08)
Form ADVobserved 4 days ago
Occurred
Oct 16, 2022
Advisor changed firm
David Michael Benevento left Fidelity Personal And Workplace Advisors for Edward Jones (registered 2023-01-13)
Form ADVobserved 4 days ago