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RIA / WealthAdvisor27 years in industry

NANCY A HETRICK

Advisor at STRATEGIC PORTFOLIO SOLUTIONS, LLC

DALLAS, TX | Prescott, AZ

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Search this name across graphsid dfx:ria:c69201ec-d771-8a8e-adc4-464280804103

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC PORTFOLIO SOLUTIONS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Sep 16, 1999
First registration: Mar 3, 2006
Dual registered: no
Other names: NANCY ANN HOFMAN|NANCY ANN BROWN|NANCY ANN PETERSEN|NANCY A HOFMAN
IAPD individual key: 3228023

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC PORTFOLIO SOLUTIONS, LLC	Independent wealth	Jan 16, 2024	n/a	yes	Prescott, AZ\|DALLAS, TX	Current employment
FINANCIAL LIFE PLANNERS	Independent wealth	Mar 31, 2022	Oct 23, 2023	no	TEMPE, AZ\|Phoenix, AZ	Previous registration
SMARTER FINANCIAL SOLUTIONS	n/a	Nov 3, 2020	Aug 3, 2022	no	PHOENIX, AZ	Previous registration
BETTER MONEY DECISIONS	Former SEC adviser	Jun 6, 2017	Nov 25, 2020	no	SANTA FE, NM	Previous registration
RIA ADVISORS	Independent wealth	Oct 1, 2012	Jul 6, 2017	no	HOUSTON, TX\|PHOENIX, AZ\|PHOENIX, AZ\|HOUSTON, TX	Previous registration
PORTFOLIO WEALTH ADVISORS	Independent wealth	May 5, 2011	Oct 1, 2012	no	ALBUQUERQUE, NM	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 3, 2006	May 9, 2011	no	PHOENIX, AZ\|Phoenix, AZ\|PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL LIFE PLANNERS	STRATEGIC PORTFOLIO SOLUTIONS, LLC	Oct 23, 2023	Jan 16, 2024	85	Firm change	RIA to RIA
SMARTER FINANCIAL SOLUTIONS	FINANCIAL LIFE PLANNERS	Aug 3, 2022	Mar 31, 2022	-125	Firm change after gap	Other
BETTER MONEY DECISIONS	SMARTER FINANCIAL SOLUTIONS	Nov 25, 2020	Nov 3, 2020	-22	Firm change	Other
RIA ADVISORS	BETTER MONEY DECISIONS	Jul 6, 2017	Jun 6, 2017	-30	Firm change	Other
PORTFOLIO WEALTH ADVISORS	RIA ADVISORS	Oct 1, 2012	Oct 1, 2012	0	Firm change	Other
CHARLES SCHWAB & CO., INC.	PORTFOLIO WEALTH ADVISORS	May 9, 2011	May 5, 2011	-4	Firm change	Other

Relationships

Registered with (7)

→ STRATEGIC PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: current employment
Jan 16, 2024 to presentfactForm ADV
→ FINANCIAL LIFE PLANNERSRegistered adviserregistration: previous registration
Mar 31, 2022 to Oct 23, 2023factForm ADV
→ SMARTER FINANCIAL SOLUTIONSRegistered adviserregistration: previous registration
Nov 3, 2020 to Aug 3, 2022factForm ADV
→ BETTER MONEY DECISIONSRegistered adviserregistration: previous registration
Jun 6, 2017 to Nov 25, 2020factForm ADV
→ RIA ADVISORSRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 6, 2017factForm ADV
→ PORTFOLIO WEALTH ADVISORSRegistered adviserregistration: previous registration
May 5, 2011 to Oct 1, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 3, 2006 to May 9, 2011factForm ADV

Dated events

Occurred
Oct 23, 2023
Advisor changed firm
Nancy A Hetrick left Financial Life Planners for Strategic Portfolio Solutions, Llc (registered 2024-01-16)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2022
Advisor changed firm
Nancy A Hetrick left Smarter Financial Solutions for Financial Life Planners (registered 2022-03-31)
Form ADVobserved 5 days ago