This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 11, 2011earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

6

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Oct 11, 2011

First registration

Apr 13, 2017

Dual registered

yes, broker-dealer

Other names

Aalok D Patel

IAPD individual key

5634390

• Occurred

  Jan 19, 2024
  Advisor changed firm

  Aalok Patel left Morgan Stanley for J.P. Morgan Securities Llc (registered 2024-01-25)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9033ec60-e85c-2524-72c8-5065b2336c9a

First observed

Apr 13, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.