DFX Intelligence

M•••••• R••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

M•••••• R••• S••••

Advisor at C••• P•••••• W••••• A•••••••• I•••

Austin, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••• W••••• A•••••••• I•••	Bd affiliated wealth	Apr 28, 2023	n/a	yes	Austin, TX	Current employment
V•••••• P•••••• W•••••	Independent wealth	Jan 29, 2021	Oct 5, 2022	no	BOISE, ID	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• P•••••• W•••••	C••• P•••••• W••••• A•••••••• I•••	Oct 5, 2022	Apr 28, 2023	205	Firm change	RIA to ibd
L••••• K••• C•••••• M••••••••• C•••••••••	V•••••• P•••••• W•••••	Jan 10, 2020	Jan 29, 2021

Relationships

Registered with (4)

→ C••• P•••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 28, 2023 to presentfactForm ADV
→ V•••••• P•••••• W•••••Registered adviserregistration: previous registration
Jan 29, 2021 to Oct 5, 2022factForm ADV
→ L••••• K••• C•••••• M••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 22, 2015 to Jan 10, 2020factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Order

Occurred
5 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 7, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.