DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• R••• S••••

C••• P•••••• W••••• A•••••••• I•••BD affiliatedAustin, TxIA-onlyIAPD 4963581

Feed of 09/14/2026

Also filed as R••• S••••

At current firm

3 y

since Apr 28, 2023

In the industry

20 y

since Sep 19, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• P•••••• W••••• A•••••••• I••• BD affiliated current
since Apr 28, 2023 · Austin, Tx
V•••••• P•••••• W••••• independent RIA
Jan 29, 2021 to Oct 5, 2022 · Boise, Id
L••••• K••• C•••••• M••••••••• C••••••••• mixed wealth
Jul 22, 2015 to Jan 10, 2020 · Fort Worth, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jun 24, 2015 to Jul 9, 2015 · Dallas, Tx
L••••• K••• C•••••• M••••••••• C••••••••• mixed wealth
Jul 7, 2006 to Jan 24, 2011 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

V•••••• P•••••• W••••• to C••• P•••••• W••••• A•••••••• I•••
left Oct 5, 2022, registered Apr 28, 2023 (205 days) · RIA to affiliated broker-dealer or bank
L••••• K••• C•••••• M••••••••• C••••••••• to V•••••• P•••••• W•••••
left Jan 10, 2020, registered Jan 29, 2021 (385 days) · RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L••••• K••• C•••••• M••••••••• C•••••••••
left Jul 9, 2015, registered Jul 22, 2015 (13 days) · Other
L••••• K••• C•••••• M••••••••• C••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 24, 2011, registered Jun 24, 2015 (1612 days) · Other

Signals

M•••••• R••• S•••• left V•••••• P•••••• W••••• for C••• P•••••• W••••• A•••••••• I••• (registered 2023-04-28)
Oct 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address