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RIA / WealthAdvisorCertified Financial Planner33 years in industry

RICHARD ANDREW BOEHM

Advisor at WINTHROP WEALTH

Westport, CT | BOSTON, MA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:909d84fa-1c1d-de5e-1ba4-72425f76ca06

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WINTHROP WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 7, 1993
First registration: Jul 16, 2002
Dual registered: no
Other names: Richard Boehm|Richard A. Boehm|Rich Boehm
IAPD individual key: 2365186

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WINTHROP WEALTH	Independent wealth	Aug 12, 2020	n/a	yes	SCOTTSDALE, AZ\|Westport, CT\|BOSTON, MA	Current employment
UNIFIED WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 13, 2004	Dec 10, 2020	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|HARTFORD, CT	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Sep 16, 2004	Aug 26, 2008	no	SCOTTSDALE, AZ\|PEORIA, AZ\|FOUNTAIN HILLS, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Mar 27, 2003	Oct 11, 2004	no	SCOTTSDALE, AZ	Previous registration
PFA/PINNACLE FINANCIAL ADVISORS	n/a	Dec 9, 2002	Dec 2, 2004	no	SCOTTSDALE, AZ	Previous registration
ASSET & FINANCIAL PLANNING, LTD	Former SEC adviser	Jul 16, 2002	Dec 2, 2002	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNIFIED WEALTH MANAGEMENT, LLC	WINTHROP WEALTH	Dec 10, 2020	Aug 12, 2020	-120	Firm change after gap	RIA to RIA
GUNNALLEN FINANCIAL, INC	UNIFIED WEALTH MANAGEMENT, LLC	Aug 26, 2008	Dec 13, 2004	-1,352	Firm change after gap	Other
PFA/PINNACLE FINANCIAL ADVISORS	OSAIC WEALTH, INC.	Dec 2, 2004	Mar 27, 2003	-616	Firm change after gap	Other
OSAIC WEALTH, INC.	GUNNALLEN FINANCIAL, INC	Oct 11, 2004	Sep 16, 2004	-25	Firm change	Other
ASSET & FINANCIAL PLANNING, LTD	PFA/PINNACLE FINANCIAL ADVISORS	Dec 2, 2002	Dec 9, 2002	7	Firm change	Other

Relationships

Registered with (6)

→ WINTHROP WEALTHRegistered adviserregistration: current employment
Aug 12, 2020 to presentfactForm ADV
→ UNIFIED WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 13, 2004 to Dec 10, 2020factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Sep 16, 2004 to Aug 26, 2008factForm ADV
→ PFA/PINNACLE FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 9, 2002 to Dec 2, 2004factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Mar 27, 2003 to Oct 11, 2004factForm ADV
→ ASSET & FINANCIAL PLANNING, LTDRegistered adviserregistration: previous registration
Jul 16, 2002 to Dec 2, 2002factForm ADV

Dated events

No dated event names this entity yet.