DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Andrew Boehm
Certified Financial Planner
Feed of 09/15/2026
Also filed as Richard Boehm
At current firm
6 y
since Aug 12, 2020
In the industry
33 y
since Sep 7, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Winthrop Wealth independent RIA currentsince Aug 12, 2020 · Scottsdale, Az
- Unified Wealth Management, LLC formerDec 13, 2004 to Dec 10, 2020 · Scottsdale, Az
- Gunnallen Financial, Inc unclassifiedSep 16, 2004 to Aug 26, 2008 · Scottsdale, Az
- Osaic Wealth, Inc. BD affiliatedMar 27, 2003 to Oct 11, 2004 · Scottsdale, Az
- Pfa/Pinnacle Financial Advisors unclassifiedDec 9, 2002 to Dec 2, 2004 · Scottsdale, Az
- Asset & Financial Planning, Ltd formerJul 16, 2002 to Dec 2, 2002 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Unified Wealth Management, LLC to Winthrop Wealthleft Dec 10, 2020, registered Aug 12, 2020 (-120 days) · RIA to RIA
- Gunnallen Financial, Inc to Unified Wealth Management, LLCleft Aug 26, 2008, registered Dec 13, 2004 (-1352 days) · Other
- Pfa/Pinnacle Financial Advisors to Osaic Wealth, Inc.left Dec 2, 2004, registered Mar 27, 2003 (-616 days) · Other
- Osaic Wealth, Inc. to Gunnallen Financial, Incleft Oct 11, 2004, registered Sep 16, 2004 (-25 days) · Other
- Asset & Financial Planning, Ltd to Pfa/Pinnacle Financial Advisorsleft Dec 2, 2002, registered Dec 9, 2002 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address