DFX Intelligence

M•••••• P•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M•••••• P•••••• G••••

Advisor at L•• F•••••••• L••

PASADENA, CA

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Search this name across graphsid dfx:ria:90b6a965-4a1b-66a5-7e33-5e46874d1d0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 5, 2025	n/a	yes	PASADENA, CA\|PASADENA, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Aug 1, 2017	Jun 5, 2025	no	PASADENA, CA\|Pasadena, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	L•• F•••••••• L••	Jun 5, 2025	Jun 5, 2025	0	Bulk transfer	Ibd to ibd
C•••••••• F••••••••• I•••	W•••••• I••••••••• S•••••••••	Jan 9, 2015	Jan 12, 2015

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 17, 2005 to Aug 4, 2005factForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 1, 2017 to Jun 5, 2025factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Mar 7, 2013 to Jan 9, 2015factForm ADV
→ R•• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90b6a965-4a1b-66a5-7e33-5e46874d1d0b
First observed: Nov 8, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.