RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P•••••• G••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 5, 2025 · Pasadena, Ca
- W•••••• I••••••••• S••••••••• formerAug 1, 2017 to Jun 5, 2025 · Pasadena, Ca
- W•••••• I••••••••• S••••••••• formerJan 12, 2015 to Dec 31, 2016 · Malibu, Ca
- C•••••••• F••••••••• I••• BD affiliatedMar 7, 2013 to Jan 9, 2015 · La Cananda Flintridge, Ca
- R•• S••••••••• I••• BD affiliatedJul 21, 2011 to Apr 26, 2012 · Los Angeles, Ca
- C•••••••• F••••••••• I••• BD affiliatedJun 28, 2007 to Dec 31, 2010 · Los Angeles, Ca
- B••••••••• S••••••••• C••••••••• unclassifiedSep 14, 2005 to Jun 27, 2007 · Beverly Hills, Ca
- L•• F•••••••• L•• BD affiliatedMay 17, 2005 to Aug 4, 2005 · Beverly Hills, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 8, 2002 to Mar 31, 2005 · Beverly Hills, Ca
- W•••••• I••••••••• S••••••••• to L•• F•••••••• L••left Jun 5, 2025, registered Jun 5, 2025 (0 days) · corporate re-registration, not a move
- C•••••••• F••••••••• I••• to W•••••• I••••••••• S•••••••••left Jan 9, 2015, registered Jan 12, 2015 (3 days) · Other
- R•• S••••••••• I••• to C•••••••• F••••••••• I•••left Apr 26, 2012, registered Mar 7, 2013 (315 days) · Other
- C•••••••• F••••••••• I••• to R•• S••••••••• I•••left Dec 31, 2010, registered Jul 21, 2011 (202 days) · Other
- B••••••••• S••••••••• C••••••••• to C•••••••• F••••••••• I•••left Jun 27, 2007, registered Jun 28, 2007 (1 days) · Other
- L•• F•••••••• L•• to B••••••••• S••••••••• C•••••••••left Aug 4, 2005, registered Sep 14, 2005 (41 days) · Other
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Mar 31, 2005, registered May 17, 2005 (47 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address