DFX Intelligence

K••• W••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

K••• W••••••• S••••

Advisor at Q••••• W•••• A•••••••• L••

CHICAGO, IL | Boston, MA

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Search this name across graphsid dfx:ria:90c12b55-25a9-567e-113f-2b1f922b1939

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••• W•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••• W•••• A•••••••• L••	Independent wealth	Apr 29, 2026	n/a	yes	Boston, MA\|CHICAGO, IL	Current employment
Q••••• W•••• A•••••••• L••	Independent wealth	Jan 7, 2022	Mar 26, 2026	no	CHICAGO, IL\|Boston, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••• M••••••••• L••	Q••••• W•••• A•••••••• L••	Nov 16, 2020	Nov 13, 2020	-3	Firm change	Ibd to RIA
A•••• W••••• A•••••••• L••	C••••••• A•••• M••••••••• L••	Oct 15, 2019	Oct 30, 2019

Relationships

Registered with (3)

→ Q••••• W•••• A•••••••• L••Registered adviserregistration: previous registration
Jan 7, 2022 to Mar 26, 2026factForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 30, 2019 to Nov 16, 2020factForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2016 to Oct 15, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90c12b55-25a9-567e-113f-2b1f922b1939
First observed: Oct 14, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.