DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••• F•• L••
Philadelphia, PA | B•••••••, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• F•• L•• | Independent wealth | Nov 14, 2022 | n/a | yes | Philadelphia, PA|B•••••••, NY | Current employment |
| G•••••• F•••••••• W••••• A•••••••• L•• | n/a | Feb 9, 2019 | Jul 15, 2019 | no | PHILADELPHIA, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 1•• G••••• A••••••• I•• | G•••••• F•••••••• W••••• A•••••••• L•• | Aug 5, 2019 | Feb 9, 2019 | -177 | Firm change after gap | Other |
| G•••••• F•••••••• W••••• A•••••••• L•• | B••••••• F•• L•• | Jul 15, 2019 | Nov 14, 2022 |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Jan 21, 2019 | Aug 5, 2019 | no | Philadelphia, PA | Previous registration |
| W••••• F•••••••• A•••••••• L•• | Former SEC adviser | Sep 15, 2015 | Apr 20, 2016 | no | Media, PA|MILWAUKEE, WI | Previous registration |
| 1,218 |
| Firm change after gap |
| Other |
| W••••• F•••••••• A•••••••• L•• | 1•• G••••• A••••••• I•• | Apr 20, 2016 | Jan 21, 2019 | 1,006 | Firm change after gap | Other |