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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Peggy I Pinkerton

Advisor at MORGAN STANLEY

Irvine, CA

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Search this name across graphsid dfx:ria:90ce3e26-d297-7239-c321-04752fc7da33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 8, 1997
First registration: Apr 23, 2004
Dual registered: yes, broker-dealer
Other names: PEGGY HAMPTON|PEGGY IRENE HOSKINS|PEGGY KNOTHE|PEGGY IRENE KNOTHE|PEGGY IRENE BAHL|KNOTHE HAMPTON|PEGGY IRENE HAMPTON|PEGGI I PINKERTON|PEGGY I PINKERTON|PEGGY PINKERTON|Peggy Irene Pinkerton
IAPD individual key: 1670353

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Aug 18, 2023	n/a	yes	Irvine, CA	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 13, 2020	Apr 10, 2023	no	Irvine, CA	Previous registration
SILVERSAGE ADVISORS	Former SEC adviser	Jun 6, 2017	Jun 7, 2021	no	IRVINE, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 26, 2007	Jun 2, 2017	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 23, 2004	Apr 28, 2005	no	NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MORGAN STANLEY	Apr 10, 2023	Aug 18, 2023	130	Firm change	Ibd to wirehouse
SILVERSAGE ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 7, 2021	Aug 13, 2020	-298	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SILVERSAGE ADVISORS	Jun 2, 2017	Jun 6, 2017	4	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 28, 2005	Jan 26, 2007	638	Firm change after gap	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125820:149018:CA:2021-06-07	Jun 7, 2021	Aug 13, 2020	IRVINE, CA	Firm change after gap

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Aug 18, 2023 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 13, 2020 to Apr 10, 2023factForm ADV
→ SILVERSAGE ADVISORSRegistered adviserregistration: previous registration
Jun 6, 2017 to Jun 7, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 26, 2007 to Jun 2, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 23, 2004 to Apr 28, 2005factForm ADV

Dated events

Occurred
Apr 10, 2023
Advisor changed firm
Peggy I Pinkerton left Raymond James Financial Services Advisors, Inc for Morgan Stanley (registered 2023-08-18)
Form ADVobserved 6 days ago