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Advisor at SOUTHBRIDGE ADVISORS, LLC
MARIETA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUTHBRIDGE ADVISORS, LLC | Independent wealth | Dec 13, 2019 | n/a | yes | MARIETA, GA | Current employment |
| Southbridge | Former SEC adviser | Sep 17, 2013 | Mar 26, 2020 | no | MARRIETTA, GA | Previous registration |
| Southbridge | Former SEC adviser | Jun 24, 2011 | Feb 6, 2013 | no | MARRIETTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 11, 2008 | Jun 1, 2011 | no | ATLANTA, GA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 26, 2007 | Nov 29, 2007 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Southbridge | SOUTHBRIDGE ADVISORS, LLC | Mar 26, 2020 | Dec 13, 2019 | -104 | Firm change after gap | RIA to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Southbridge | Jun 1, 2011 | Jun 24, 2011 | 23 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 29, 2007 | Jun 11, 2008 | 195 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 119040:306075:GA:2020-03-26 | Mar 26, 2020 | Dec 13, 2019 | MARRIETTA, GA | Firm change after gap |