DFX Intelligence

C•••• D•••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C•••• D•••••• P••••

Advisor at P•••••• A•••••• G••••• L••

MORRISTOWN, NJ | Buffalo, NY

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Search this name across graphsid dfx:ria:90da85da-539d-600e-0c44-d4a1e4128f22

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jun 24, 2021	n/a	yes	MORRISTOWN, NJ\|Buffalo, NY	Current employment
P•••• C•••••• B••• A••••••• G••••	Former SEC adviser	Jun 17, 2021	Dec 23, 2021	no	BUFFALO, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• C•••••• B••• A••••••• G••••	P•••••• A•••••• G••••• L••	Dec 23, 2021	Jun 24, 2021	-182	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
159184:155216:NY:2021-12-23	Dec 23, 2021	Jun 24, 2021	BUFFALO, NY	Firm change after gap

Relationships

Registered with (2)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jun 24, 2021 to presentfactForm ADV
→ P•••• C•••••• B••• A••••••• G••••Registered adviserregistration: previous registration
Jun 17, 2021 to Dec 23, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90da85da-539d-600e-0c44-d4a1e4128f22
First observed: Jun 17, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.