DFX Intelligence

P•••• C•••••• B••• A••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P•••• C•••••• B••• A••••••• G••••

P•••• C•••••• A••••••Y PARTNERS, LLC, CRD 159184

BUFFALO, NY

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Search this name across graphsid dfx:ria:c3eb5173-cb4a-4ab7-9fc4-6c4a035afc32

Data as of Jun 17, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2012 to Jun 17, 2021
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $262M••• Locked
Discretionary RAUM: $262M
Private client RAUM: $260Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• M••••••• C••••••	MANAGING MEMBER / CHIEF OPERATING OFFICER	D	yes	09/2011	Feb 22, 2012	Jun 17, 2021
P••••• M••••••• J•••••	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	D	yes	09/2011	Feb 22, 2012	Jun 17, 2021

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$262M	$234M	12.1%	$217M	6.5%	5	5	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P•••••• A•••••• G••••• L••	4	Dec 23, 2021	Jun 24, 2021	BUFFALO, NY	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (2)

← P••••• M••••••• J•••••OwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 22, 2012 to presentfactForm ADV
← C••••••• M••••••• C••••••OwnerMANAGING MEMBER / CHIEF OPERATING OFFICER, ownership code D, individual
Feb 22, 2012 to presentfactForm ADV

Registered with (4)

← M•••••• J••••• P••••Advisorregistration: previous registration
Mar 2, 2012 to Dec 23, 2021factForm ADV
← M•••••• C•••••• C••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3eb5173-cb4a-4ab7-9fc4-6c4a035afc32
First observed: Feb 22, 2012
Last observed: Jun 17, 2021 64 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.