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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

GREGORY KEITH KEMPNER

Advisor at PRIVATE ADVISOR GROUP, LLC

Southampton, PA | Wyndmoor, PA | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:90ff0dfd-6348-af2c-7b6d-54cc15af523a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 22, 2002
First registration: Aug 23, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4545412

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Apr 27, 2026	n/a	yes	Wyndmoor, PA\|MORRISTOWN, NJ\|Southampton, PA	Current employment
WEALTHCARE ADVISORY PARTNERS LLC	Bd affiliated wealth	Oct 13, 2017	May 8, 2026	no	Wyndmoor, PA\|WEST CHESTER, PA	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	Jun 27, 2006	Apr 21, 2011	no	WYNDMOOR, PA\|WYNDMOOR, PA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 23, 2002	Jul 14, 2006	no	PHILADELPHIA, PA\|PHILADEPLPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHCARE ADVISORY PARTNERS LLC	PRIVATE ADVISOR GROUP, LLC	May 8, 2026	Apr 27, 2026	-11	Firm change	Ibd to ibd
CANTELLA & CO., INC.	WEALTHCARE ADVISORY PARTNERS LLC	Apr 21, 2011	Oct 13, 2017	2,367	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	CANTELLA & CO., INC.	Jul 14, 2006	Jun 27, 2006	-17	Firm change	Other

Relationships

Registered with (4)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ WEALTHCARE ADVISORY PARTNERS LLCRegistered adviserregistration: previous registration
Oct 13, 2017 to May 8, 2026factForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Jun 27, 2006 to Apr 21, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 23, 2002 to Jul 14, 2006factForm ADV

Dated events

Occurred
May 8, 2026
Advisor changed firm
Gregory Keith Kempner left Wealthcare Advisory Partners Llc for Private Advisor Group, Llc (registered 2026-04-27)
Form ADVobserved 4 days ago