DFX Intelligence

S•••• H••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S•••• H••••• G•••

Advisor at F•••• I••••••••• S•••••••

SAN ANTONIO, TX | Houston, TX

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Search this name across graphsid dfx:ria:91105fa7-f842-01c3-4c5d-44cecd4737a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Nov 15, 2000 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••• H••••• G•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• I••••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• I••••••••• S•••••••	Bd affiliated wealth	Mar 6, 2023	n/a	yes	SAN ANTONIO, TX\|Houston, TX	Current employment
U••• C•••••• W••••• A•••••••• L••	Bd affiliated wealth	Jun 30, 2021	Feb 24, 2023	no	AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• C•••••• W••••• A•••••••• L••	F•••• I••••••••• S•••••••	Feb 24, 2023	Mar 6, 2023	10	Firm change	Ibd to ibd
U••• A•••• M••••••••• L••	U••• C•••••• W••••• A•••••••• L••	Aug 24, 2021	Jun 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
137045:288199:TX:2021-08-24	Aug 24, 2021	Jun 30, 2021	HOUSTON, TX	Firm change after gap
152170:137045:TX:2021-06-30	Jun 30, 2021	Mar 5, 2015	HOUSTON, TX	Firm change after gap

Relationships

Registered with (6)

→ F•••• I••••••••• S•••••••Registered adviserregistration: current employment
Mar 6, 2023 to presentfactForm ADV
→ U••• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2021 to Feb 24, 2023factForm ADV
→ U••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 5, 2015 to Aug 24, 2021factForm ADV
→ U••• R•• L••

Dated events

Occurred
Feb 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91105fa7-f842-01c3-4c5d-44cecd4737a0
First observed: Nov 15, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.