DFX Intelligence

K••••••• W••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

K••••••• W••••• H••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Richmond, VA | Glen Allen, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9119f229-56b1-9c37-8ec2-a1329b688737

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 28, 2023	n/a	yes	Richmond, VA\|Glen Allen, VA	Current employment
C••••••••• R••••••••• I••••••••• L••	Independent wealth	Jan 17, 2020	Apr 13, 2023	no	RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• R••••••••• I••••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Apr 13, 2023	Aug 28, 2023	137	Firm change	RIA to ibd
O•••• F•• I•••	C••••••••• R••••••••• I••••••••• L••	Jan 24, 2017	Jan 27, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
3978:285998:VA:2017-01-24	Jan 24, 2017	Jan 27, 2017	RICHMOND, VA	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 28, 2023 to presentfactForm ADV
→ C••••••••• R••••••••• I••••••••• L••Registered adviserregistration: previous registration
Jan 17, 2020 to Apr 13, 2023factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Apr 3, 2014 to Jan 24, 2017factForm ADV
→ M••••• S••••••

Dated events

Occurred
Apr 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9119f229-56b1-9c37-8ec2-a1329b688737
First observed: Jun 21, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.