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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

KATHERINE ERIN EHLERS

Advisor at HILLTOP SECURITIES INC.

Sherman Oaks, CA

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Search this name across graphsid dfx:ria:911eea0e-4d5a-ca30-5dff-ab68cf6e4fa3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HILLTOP SECURITIES INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 12
Exams: S65|S63
First exam: Aug 18, 2005
First registration: Jan 16, 2007
Dual registered: yes, broker-dealer
Other names: KATHERINE EHLERS|KATHERINE ERIN NORLANDER|KATHERINE ERIN NORLANDER
IAPD individual key: 4933352

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HILLTOP SECURITIES INC.	Bd affiliated wealth	Mar 21, 2022	n/a	yes	Sherman Oaks, CA	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	Mar 22, 2022	no	BIG BEAR LAKE, CA\|NEWPORT BEACH, CA\|LOS ANGELES, CA	Previous registration
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	BIG BEAR LAKE, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Jul 1, 2011	Nov 4, 2013	no	BIG BEAR LAKE, CA	Previous registration
STONE & YOUNGBERG LLC	Former SEC adviser	Jan 16, 2007	Jun 30, 2011	no	LOS ANGELES, CA\|BIG BEAR LAKE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	HILLTOP SECURITIES INC.	Mar 22, 2022	Mar 21, 2022	-1	Firm change	RIA to ibd
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other
STONE & YOUNGBERG LLC	CROWELL, WEEDON & CO.	Jun 30, 2011	Jul 1, 2011	1	Firm change	Other

Relationships

Registered with (5)

→ HILLTOP SECURITIES INC.Registered adviserregistration: current employment
Mar 21, 2022 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Nov 25, 2013 to Mar 22, 2022factForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Jul 1, 2011 to Nov 4, 2013factForm ADV
→ STONE & YOUNGBERG LLCRegistered adviserregistration: previous registration
Jan 16, 2007 to Jun 30, 2011factForm ADV

Dated events

Occurred
Mar 22, 2022
Advisor changed firm
Katherine Erin Ehlers left D.A. Davidson & Co. for Hilltop Securities Inc. (registered 2022-03-21)
Form ADVobserved 5 days ago