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Advisor at PARK AVENUE SECURITIES LLC
Scotch Plains, NJ | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Nov 21, 2012 | n/a | yes | NEW YORK, NY|Scotch Plains, NJ | Current employment |
| GUARDIAN WEALTH PARTNERS, LLC | Independent wealth | Oct 13, 2020 | Feb 29, 2024 | no | NEW YORK, NY | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Jun 11, 2012 | Oct 11, 2012 | no | NEW YORK, NY | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Nov 23, 2005 | Jun 11, 2012 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Mar 4, 2005 | Oct 27, 2005 | no | NEW YORK, NY | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Mar 31, 2004 | Mar 4, 2005 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GUARDIAN WEALTH PARTNERS, LLC | n/a | Feb 29, 2024 | n/a | n/a | Departure no registered destination | Departure |
| BARCLAYS CAPITAL INC. | PARK AVENUE SECURITIES LLC | Oct 11, 2012 | Nov 21, 2012 | 41 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | BARCLAYS CAPITAL INC. | Jun 11, 2012 | Jun 11, 2012 | 0 | Firm change | Other |
| TD AMERITRADE, INC. | PARK AVENUE SECURITIES LLC | Oct 27, 2005 | Nov 23, 2005 | 27 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | TD AMERITRADE, INC. | Mar 4, 2005 | Mar 4, 2005 | 0 | Firm change | Other |