DFX Intelligence

F•••• J•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

F•••• J•••• M•••••••

Advisor at S•••••••• A•••••• N••••••

BRIGHTON, MI | Park Ridge, NJ

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Search this name across graphsid dfx:ria:9167e91f-418c-1436-1344-55537464d6fc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 30, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••• N••••••	Independent wealth	Sep 11, 2026	n/a	yes	Park Ridge, NJ\|BRIGHTON, MI	Current employment
H•••••• • W•••• A•••• M••••••••• I•••	Bd affiliated wealth	Jul 20, 2007	Jun 25, 2013	no	PARSIPPANY, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• • W•••• A•••• M••••••••• I•••	S•••••••• A•••••• N••••••	Jun 25, 2013	Sep 11, 2026	4,826	Firm change after gap	Other
S•••• F•••••••• A•••••• L••	H•••••• • W•••• A•••• M••••••••• I•••	Jul 13, 2007	Jul 20, 2007

Relationships

Registered with (3)

→ S•••••••• A•••••• N••••••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ H•••••• • W•••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 20, 2007 to Jun 25, 2013factForm ADV
→ S•••• F•••••••• A•••••• L••Registered adviserregistration: previous registration
Aug 25, 2003 to Jul 13, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9167e91f-418c-1436-1344-55537464d6fc
First observed: Aug 25, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.