RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• J•••• M•••••••
- S•••••••• A•••••• N•••••• independent RIA currentsince Sep 11, 2026 · Park Ridge, Nj
- H•••••• • W•••• A•••• M••••••••• I••• BD affiliatedJul 20, 2007 to Jun 25, 2013 · Parsippany, Nj
- S•••• F•••••••• A•••••• L•• unclassifiedAug 25, 2003 to Jul 13, 2007 · Ramsey, Nj
- H•••••• • W•••• A•••• M••••••••• I••• to S•••••••• A•••••• N••••••left Jun 25, 2013, registered Sep 11, 2026 (4826 days) · Other
- S•••• F•••••••• A•••••• L•• to H•••••• • W•••• A•••• M••••••••• I•••left Jul 13, 2007, registered Jul 20, 2007 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address