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Advisor at SIMPLICITY WEALTH
Mobile, AL | SUMMIT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH | Mixed wealth | Jul 14, 2026 | n/a | yes | SUMMIT, NJ|Mobile, AL | Current employment |
| MOBILE BAY WEALTH MANAGEMENT, LLC | State registered | Jan 30, 2024 | Jul 14, 2026 | no | MOBILE, AL | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jan 4, 2017 | Jan 25, 2024 | no | MOBILE, AL|Mobile, AL | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Nov 13, 2014 | Jan 6, 2017 | no | MOBILE, AL|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MOBILE BAY WEALTH MANAGEMENT, LLC | SIMPLICITY WEALTH | Jul 14, 2026 | Jul 14, 2026 | 0 | Firm change | Other |
| AE WEALTH MANAGEMENT, LLC | MOBILE BAY WEALTH MANAGEMENT, LLC | Jan 25, 2024 | Jan 30, 2024 | 5 | Firm change | Ibd to state RIA |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | AE WEALTH MANAGEMENT, LLC | Jan 6, 2017 | Jan 4, 2017 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 324371:300572:AL:2026-07-14 | Jul 14, 2026 | Jul 14, 2026 | MOBILE, AL | Firm change |
| 132070:282580:FL:2016-11-17 | Jan 6, 2017 | Jan 4, 2017 | SARASOTA, FL | Firm change |