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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

KEVIN LYLE SHELTON

Advisor at BUCK WEALTH STRATEGIES, LLC

PLEASANTAN, CA | DENVER, CO

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Search this name across graphsid dfx:ria:91808fbe-9aa6-b30d-6dec-233ce194362a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jan 31, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BUCK WEALTH STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Dec 27, 2006
First registration: Jan 31, 2003
Dual registered: yes, broker-dealer
Other names: Kevin L Shelton|KEVIN SHELTON|KEVIN LYLE SHELTON
IAPD individual key: 2357011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BUCK WEALTH STRATEGIES, LLC	Independent wealth	Feb 27, 2025	n/a	yes	PLEASANTAN, CA\|DENVER, CO	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 19, 2024	Mar 3, 2025	no	SAN JOSE, CA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	May 12, 2022	Dec 6, 2024	no	SAN JOSE, CA\|Sunnyvale, CA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Mar 30, 2022	no	BOSTON, MA\|REDWOOD CITY, CA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 17, 2018	Nov 2, 2018	no	BOSTON, MA\|REDWOOD CITY, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 10, 2013	Jan 23, 2018	no	CAMPBELL, CA\|PALO ALTO, CA	Previous registration
LODESTAR PRIVATE ASSET MANAGEMENT LLC	Independent wealth	Jan 31, 2003	Oct 30, 2006	no	ALAMO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	BUCK WEALTH STRATEGIES, LLC	Mar 3, 2025	Feb 27, 2025	-4	Firm change	Other
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Dec 6, 2024	Nov 19, 2024	-17	Firm change	Ibd to new firm
OSAIC WEALTH, INC.	PRUCO SECURITIES, LLC	Mar 30, 2022	May 12, 2022	43	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	SIGNATOR INVESTORS, INC.	Jan 23, 2018	May 17, 2018	114	Firm change	Ibd to ibd
LODESTAR PRIVATE ASSET MANAGEMENT LLC	STRATEGIC ADVISERS LLC	Oct 30, 2006	May 10, 2013	2,384	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5685:8733:CA:2024-12-06	Dec 6, 2024	Nov 19, 2024	SUNNYVALE, CA	Firm change

Relationships

Registered with (7)

→ BUCK WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Feb 27, 2025 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 19, 2024 to Mar 3, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 12, 2022 to Dec 6, 2024factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Mar 30, 2022factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 17, 2018 to Nov 2, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 10, 2013 to Jan 23, 2018factForm ADV
→ LODESTAR PRIVATE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 31, 2003 to Oct 30, 2006factForm ADV

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
Kevin Lyle Shelton left Lpl Enterprise, Llc for Buck Wealth Strategies, Llc (registered 2025-02-27)
Form ADVobserved 5 days ago
Occurred
Dec 6, 2024
Advisor changed firm
Kevin Lyle Shelton left Pruco Securities, Llc for Lpl Enterprise, Llc (registered 2024-11-19)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Advisor changed firm
Kevin Lyle Shelton left Osaic Wealth, Inc. for Pruco Securities, Llc (registered 2022-05-12)
Form ADVobserved 5 days ago