DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin Lyle Shelton

Buck Wealth Strategies, LLCindependent RIAPleasantan, Ca dual registrantIAPD 2357011

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kevin L Shelton

At current firm

1 y

since Feb 27, 2025

In the industry

23 y

since Jan 31, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Buck Wealth Strategies, LLC independent RIA current
since Feb 27, 2025 · Pleasantan, Ca
LPL Enterprise, LLC BD affiliated
Nov 19, 2024 to Mar 3, 2025 · San Jose, Ca
Pruco Securities, LLC no RAUM
May 12, 2022 to Dec 6, 2024 · San Jose, Ca
Osaic Wealth, Inc. BD affiliated
Nov 2, 2018 to Mar 30, 2022 · Boston, Ma
Signator Investors, Inc. former
May 17, 2018 to Nov 2, 2018 · Boston, Ma
Strategic Advisers LLC national BD
May 10, 2013 to Jan 23, 2018 · Campbell, Ca
Lodestar Private Asset Management LLC independent RIA
Jan 31, 2003 to Oct 30, 2006 · Alamo, Ca

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to Buck Wealth Strategies, LLC
left Mar 3, 2025, registered Feb 27, 2025 (-4 days) · Other
Pruco Securities, LLC to LPL Enterprise, LLC
left Dec 6, 2024, registered Nov 19, 2024 (-17 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Osaic Wealth, Inc. to Pruco Securities, LLC
left Mar 30, 2022, registered May 12, 2022 (43 days) · Affiliated broker-dealer or bank to another
Signator Investors, Inc. to Osaic Wealth, Inc.
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Strategic Advisers LLC to Signator Investors, Inc.
left Jan 23, 2018, registered May 17, 2018 (114 days) · Affiliated broker-dealer or bank to another
Lodestar Private Asset Management LLC to Strategic Advisers LLC
left Oct 30, 2006, registered May 10, 2013 (2384 days) · Other

Signals

Kevin Lyle Shelton left Lpl Enterprise, Llc for Buck Wealth Strategies, Llc (registered 2025-02-27)
Mar 3, 2025 · Advisor changed firm · fact
Kevin Lyle Shelton left Pruco Securities, Llc for Lpl Enterprise, Llc (registered 2024-11-19)
Dec 6, 2024 · Advisor changed firm · fact
Kevin Lyle Shelton left Osaic Wealth, Inc. for Pruco Securities, Llc (registered 2022-05-12)
Mar 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address