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Advisor at STRATOS WEALTH ADVISORS LLC
Beachwood, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | Independent wealth | Mar 31, 2026 | n/a | yes | Beachwood, OH | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Dec 2, 2024 | Jun 1, 2026 | no | Beachwood, OH|Phoenix, AZ | Previous registration |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Jul 28, 2022 | Dec 24, 2024 | no | Beachwood, OH|Phoenix, AZ|Solon, OH | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Oct 23, 2018 | Dec 31, 2022 | no | Mentor, OH|Phoenix, AZ|Mentor, OH|Solon, OH | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 4, 2000 | Oct 16, 2018 | no | PEPPER PIKE, OH|PEPPER PIKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | STRATOS WEALTH ADVISORS LLC | Jun 1, 2026 | Mar 31, 2026 | -62 | Firm change after gap | Ibd to RIA |
| B. RILEY WEALTH ADVISORS, INC. | STRATOS WEALTH PARTNERS, LTD | Dec 24, 2024 | Dec 2, 2024 | -22 | Firm change | Ibd to ibd |
| B RILEY WEALTH MANAGEMENT | B. RILEY WEALTH ADVISORS, INC. | Dec 31, 2022 | Jul 28, 2022 | -156 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | B RILEY WEALTH MANAGEMENT | Oct 16, 2018 | Oct 23, 2018 | 7 | Firm change | Wirehouse to ibd |